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- Securities brokers shall have the securities practice qualification. 證券經(jīng)紀人應當具有證券從業(yè)資格。
- Securities trading commission serves as important income source of securities brokers. 證券交易傭金是證券經(jīng)紀商收入的重要來(lái)源。
- Have you ever filed a complaint against a Foreign Exchange Dealer, Securities Broker or Commodities Dealer? 您曾經(jīng)抱怨過(guò)外匯經(jīng)紀商,或期貨交易商?
- The same transitional arrangements applied to securities brokers, which could carry on regulated activities as deemed licensed corporations. 上述過(guò)渡安排同樣適用于證券經(jīng)紀,后者可以當作持牌法團的身分進(jìn)行受規管活動(dòng)。
- Securities brokers should work within authorized scope of the securities firm and show securities broker certificates to customer. 證券經(jīng)紀人應當在證券公司的授權范圍內從事業(yè)務(wù)，并應當向客戶(hù)出示證券經(jīng)紀人證書(shū)。
- Article 87 Securities brokers shall provide a blank letter of consignment to their principals for the purpose of buying and selling securities. 第87條（委讬書(shū)）證券經(jīng)紀商應備置有價(jià)證券購買(mǎi)及出售之委讬書(shū)，以供委讬人使用。
- A securities broker may not handle the securities subscription and transaction issues for the clients. 證券經(jīng)紀人不得為客戶(hù)辦理證券認購、交易等事項。
- Do you have a pending or have ever made a complaint, oral or written, regarding a past FX, commodity futures or securities broker. 您是否曾經(jīng)和外匯經(jīng)紀人、品期貨經(jīng)紀人上或者證券經(jīng)紀人有過(guò)未決事宜、其做出口頭或書(shū)面抱怨行為?
- A securities broker may accept the entrustment of one securities company only to attract clients and provide customer services, etc. 證券經(jīng)紀人只能接受一家證券公司的委托，進(jìn)行客戶(hù)招攬、客戶(hù)服務(wù)等活動(dòng)。
- The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. SEC監管證券市場(chǎng)的主要參與者，如證券交易所，證券經(jīng)紀商，投資顧問(wèn)及共同基金。
- Where any securities broker accepts entrustments of clients to handle such issues as securities subscription and trading. （四）證券經(jīng)紀人接受客戶(hù)的委托，為客戶(hù)辦理證券認購、交易等事項。
- Article 160 A securities broker shall not accept consignment for the purchase or sale of securities in premises other than its principal place of business and its branch units. 第160條（委讬場(chǎng)所之限定）證券經(jīng)紀商不得于其本公司或分支機構以外之場(chǎng)所，接受有價(jià)證券買(mǎi)賣(mài)之委讬。
- A securities broker shall operate business within the scope of authority clarified by the securities company and produce his securities broker certificate to the clients when operating business. 證券經(jīng)紀人應當在證券公司的授權范圍內從事業(yè)務(wù)，并應當向客戶(hù)出示證券經(jīng)紀人證書(shū)。
- My heart beat thick in the course of the interview. 在面試過(guò)程中我的心跳得厲害。
- Your request will be dealt with in due course. 你的要求將在適當時(shí)機予以處理。
- Securities Broker; Broker; Brokerage house 券商
- He go on a refresher course in bookkeeping. 他繼續學(xué)習筆記進(jìn)修課程。
- He plotted out the course the ship should follow. 他在海圖上標繪出了這艘船該走的航線(xiàn)。
- He set up in business as an insurance broker. 他開(kāi)始從事保險經(jīng)紀人的職業(yè)。
- The country club has a golf course. 該地區俱樂(lè )部擁有高爾夫球場(chǎng)。
