A securities broker shall operate business within the scope of authority clarified by the securities company and produce his securities broker certificate to the clients when operating business.

 
  • 證券經(jīng)紀人應當在證券公司的授權范圍內從事業(yè)務(wù),并應當向客戶(hù)出示證券經(jīng)紀人證書(shū)。
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