When operating brokerage business, securities companies shall set up separate securities and money accounts for customers and shall separately manage the securities and money delivered to them by the customers.
英
美
- 第一百三十八條證券公司辦理經(jīng)紀業(yè)務(wù),必須為客戶(hù)分別開(kāi)立證券和資金帳戶(hù),并對客戶(hù)交付的證券和資金按戶(hù)分帳管理,如實(shí)進(jìn)行交易記錄,不得作虛假記載。
