Comprehensive securities companies shall separate their brokerage business from proprietary business, and their business personnel and business accounts shall also be separated accordingly and they shall not be mixed together.
英
美
- 第一百三十二條綜合類(lèi)證券公司必須將其經(jīng)紀業(yè)務(wù)和自營(yíng)業(yè)務(wù)分開(kāi)辦理,業(yè)務(wù)人員、財務(wù)帳戶(hù)均應分開(kāi),不得混合操作。
